LH
LH

Laura Hickman

23 Years of Experience
Weeki Wachee, FL
Broker

Laura Hickman is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Weeki Wachee, FL, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

9223 Cortez Blvd, Weeki Wachee, FL, 34613

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Laura is an independent representative for Avon cosmetics since 2021, but rarely sells anymore. She dedicates minimal time to this activity.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2024 - Present · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Key Investment Services LLCBroker
September 2016 - August 2024 · 7 yrs 11 mos
LPL Financial LLCBroker
December 2009 - September 2016 · 6 yrs 9 mos
PNC InvestmentsBroker
November 2009 - December 2009 · 1 mo
Natcity Investments, INC.Broker
April 2006 - November 2009 · 3 yrs 7 mos
Wachovia Securities, LLCBroker
June 2002 - April 2006 · 3 yrs 10 mos
Wachovia Securities, INC.Broker
March 2002 - June 2002 · 3 mos
State Registrations10 states
ALCTFLGAMANJNYPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.