Martin Walker is a registered investment advisor, based in Charlotte, NC, with 14 years of industry experience.
Location
214 N Tyon St, Fl 32, Charlotte, NC, 28202
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Martin is the President and Owner of Spectrum Benefits, Inc., a health insurance brokerage and consulting firm, since 2003. He dedicates minimal time to this activity.
Employment History
Current Registrations
Truist Advisory Services, INC.
November 2021 - Present · 4 yrs 6 mos
Truist Investment Services, INC.
November 2021 - Present · 4 yrs 6 mos
Truist Investment Services, INC.Broker
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Prudential Financial Planning Services
February 2021 - October 2021 · 8 mos
Pruco Securities, LLC.Broker
February 2021 - October 2021 · 8 mos
First Citizens Investor Services, INC.
April 2016 - January 2021 · 4 yrs 9 mos
First Citizens Investor Services, INC.Broker
April 2016 - January 2021 · 4 yrs 9 mos
Cambridge Investment Research Advisors, INC.
January 2013 - April 2016 · 3 yrs 3 mos
Cambridge Investment Research, INC.Broker
September 2012 - November 2015 · 3 yrs 2 mos
Edward Jones
February 2007 - April 2007 · 2 mos
Edward JonesBroker
September 2005 - April 2007 · 1 yr 7 mos
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.