Leo Rotman
Leo Rotman is a registered investment advisor at Eagle Strategies LLC, based in Waltham, MA, with 23 years of industry experience. Leo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 111,361 clients with $25B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Eagle Strategies offers investment advice through several programs:
- Co-Advisory Program: Eagle's fees range from 0% to 1.25% of your portfolio, in addition to the co-advisor's fees.
- New York Life Premier Advisory Variable Annuity: Eagle's advisory fee ranges from 0% to 1% of the annuity's value during the accumulation phase. This fee does not apply during the annuitization phase.
Location
201 Jones Road, 5th Floor, Waltham, MA, 02451
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2007Customer Dispute
July 2004Other Business ActivitiesSells Insurance
Leo is an insurance broker and operates under the DBA River Financial Group, LLC, selling New York Life products and brokering non-registered insurance products. He also owns rental properties and is a partner in NewGen Ventures, LLC, which does dropshipping on Amazon.
Employment History
Current Registrations
Eagle Strategies LLC
Nylife Securities LLCBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.