BW
BW

Brett J Wakasa

18 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
476 clients
Average Client Portfolio
$317.1M average
Assets Under Management
$150.9B

Fee Structure

Financial Planning:Investment management only
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Location

333 S. Grand Avenue, 40th Floor, Los Angeles, CA, 90071

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Payden & Rygel
January 2020 - Present · 6 yrs 1 mo
Payden & Rygel DistributorsBroker
January 2020 - Present · 6 yrs 1 mo
Previous Registrations
Pimco Investments LLCBroker
February 2011 - January 2020 · 8 yrs 11 mos
Allianz Global Investors Distributors LLCBroker
March 2008 - February 2011 · 2 yrs 11 mos
Capital Analysts, Incorporated
May 2006 - November 2006 · 6 mos
Capital Analysts, IncorporatedBroker
April 2006 - November 2006 · 7 mos
New England SecuritiesBroker
January 2005 - October 2005 · 9 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.