Allison Saloy is a registered investment advisor, based in New York, NY, with 23 years of industry experience. Allison is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1251 Avenue of the Americas, Suite 4700, New York, NY, 10020
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Allison is a board member for three non-profit organizations: PowerPlay NYC, Villanova Women's Lacrosse Alumni Board, and Bobby's Baseball Buddies Inc. She dedicates minimal time to each of these roles.
Employment History
Current Registrations
Tcw Investment Management Company LLC
Tcw Funds Distributors LLCBroker
Tcw Funds Distributors LLC
Previous Registrations
Neuberger Berman Bd LLC
Neuberger Berman Bd LLCBroker
Neuberger Berman Management INC.
Neuberger Berman Management INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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