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Eric Littman

22 Years of Experience
New York, NY
Broker

Eric Littman is a registered investment advisor at Park Avenue Securities LLC, based in New York, NY, with 22 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1877 advisors
Number of Clients
71,074 clients
Average Client Portfolio
$211K average
Assets Under Management
$15.0B

Fee Structure

Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.

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Location

10 Hudson Yards, New York, NY, 10001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Park Avenue Securities LLC
July 2020 - Present · 5 yrs 10 mos
Park Avenue Securities LLC
July 2020 - Present · 5 yrs 10 mos
Park Avenue Securities LLCBroker
July 2020 - Present · 5 yrs 10 mos
Previous Registrations
Prudential Financial Planning Services
February 2019 - May 2020 · 1 yr 3 mos
Pruco Securities, LLC.Broker
November 2018 - May 2020 · 1 yr 6 mos
Scottrade Investment Management
June 2016 - March 2018 · 1 yr 9 mos
Scottrade, INC.Broker
December 2014 - March 2018 · 3 yrs 3 mos
Northwestern Mutual Investment Services,llc
September 2013 - July 2014 · 10 mos
Northwestern Mutual Investment Services, LLCBroker
September 2013 - July 2014 · 10 mos
Metlife Securities INC.
July 2010 - August 2013 · 3 yrs 1 mo
Metlife Securities INC.Broker
February 2002 - August 2013 · 11 yrs 6 mos
Metropolitan Life Insurance CompanyBroker
February 2002 - July 2007 · 5 yrs 5 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Eric Littman - Financial Advisor | TrueAdvisor