Michael Lee
Michael Lee is a registered investment advisor at Compass Financial Management LLC, based in New York, NY, with 22 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,350 clients with $520M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.95% |
| $1.0M - $3.0M | 1.75% |
| $3.0M - $5.0M | 1.50% |
| $5M+ | 1.00% |
Fee Estimator
Location
New York, NY
Get directionsHistory
Regulatory History (1)
Regulatory
July 2019Other Business Activities
Michael is the owner of Michael Lee Investments LLC since 2020. He also works as a media commentator and speaker on economics, markets, and politics, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Compass Financial Management LLC
Previous Registrations
Altium Wealth Management LLC
Investmark Advisory Group LLC
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Kestra Private Wealth Services, LLC
Kestra Investment Services, LLCBroker
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Sands Brothers & CO., LTD.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.