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David Nyquist

LPL Financial LLC
24 Years of Experience
Corsicana, TX
1 DisclosureBroker
View SEC Summary
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David Nyquist is a registered investment advisor at LPL Financial LLC, based in Corsicana, TX, with 24 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1465 West Second Ave., Ste 120, Corsicana, TX, 75110

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2024
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David is a notary public since 2010, dedicating minimal time to this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
May 2003 - Present · 23 yrs 5 mos
LPL Financial LLC
May 2003 - Present · 23 yrs 5 mos
Previous Registrations
Ids Life Insurance CompanyBroker
July 2002 - May 2003 · 10 mos
American Express Financial Advisors, INC.
July 2002 - May 2003 · 10 mos
American Express Financial Advisors INC.Broker
July 2002 - May 2003 · 10 mos
Linsco/private Ledger CORP.
February 2002 - July 2002 · 5 mos
Linsco/private Ledger CORP.Broker
February 2002 - July 2002 · 5 mos
State Registrations17 states
ALARCACOFLINKYLAMIMNMSNCNMNYOKTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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