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David Nyquist

24 Years of Experience
Corsicana, TX
1 DisclosureBroker

David Nyquist is a registered investment advisor at LPL Financial LLC, based in Corsicana, TX, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1465 West Second Ave., Ste 120, Corsicana, TX, 75110

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2024
Denied
Other Business Activities

David is a notary public since 2010, dedicating minimal time to this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
May 2003 - Present · 23 yrs
LPL Financial LLC
May 2003 - Present · 23 yrs
Previous Registrations
Ids Life Insurance CompanyBroker
July 2002 - May 2003 · 10 mos
American Express Financial Advisors, INC.
July 2002 - May 2003 · 10 mos
American Express Financial Advisors INC.Broker
July 2002 - May 2003 · 10 mos
Linsco/private Ledger CORP.
February 2002 - July 2002 · 5 mos
Linsco/private Ledger CORP.Broker
February 2002 - July 2002 · 5 mos
State Registrations17 states
ALARCACOFLINKYLAMIMNMSNCNMNYOKTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.