David Nyquist
David Nyquist is a registered investment advisor at LPL Financial LLC, based in Corsicana, TX, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1465 West Second Ave., Ste 120, Corsicana, TX, 75110
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 2007Employment Separation After Allegations
June 1989Regulatory
June 1987Other Business Activities
David is a notary public, notarizing documents for business use only since 2009. This activity is not investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward D. Jones & CO., L.P.Broker
Blunt Ellis & Loewi IncorporatedBroker
Edward D. Jones & CO., L.P.Broker
Conestoga Securities, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.