TrueAdvisor
TrueAdvisor
MB
MB

Martin Brooks

Freedom Wealth Advisors, LLC
24 Years of Experience
Lee'S Summit, MO
4 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Martin Brooks is a registered investment advisor at Freedom Wealth Advisors, LLC, based in Lee'S Summit, MO, with 24 years of industry experience. Martin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 253 clients with $100M in assets under management.

Freedom Wealth Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
253 clients
Average Client Portfolio
$412K average
Assets Under Management
$104.2M

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Fees are charged monthly in advance at a rate not to exceed 1.25% annually. Fees are negotiable on a client-by-client basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

110 SW 3rd St, Lee'S Summit, MO, 64082

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2023
Settled
Regulatory
March 2018
Final
Employment Separation After Allegations
April 2016
Customer Dispute
April 2016
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Martin is an independent insurance agent selling non-variable insurance since 2006. He is also the founder/president of Heritage Financial and owner of Heritage Property Investments, dealing with real estate sales, rentals, and property management.

Employment History
Current Registrations
Freedom Wealth Advisors, LLC
January 2020 - Present · 6 yrs 9 mos
Previous Registrations
United Planners' Financial Services of America a Limited PartnerBroker
July 2016 - December 2019 · 3 yrs 5 mos
United Planners' Financial Services of America a Limited Partner
June 2016 - December 2019 · 3 yrs 6 mos
Cetera Advisors LLC
October 2006 - April 2016 · 9 yrs 6 mos
Cetera Advisors LLCBroker
October 2006 - April 2016 · 9 yrs 6 mos
New England Securities Corporation
May 2006 - September 2006 · 4 mos
New England SecuritiesBroker
January 2004 - September 2006 · 2 yrs 8 mos
Foresters Equity Services, INC.Broker
February 2002 - December 2003 · 1 yr 10 mos
State Registrations2 states
KSMO
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Lee'S Summit, MO →All financial advisors in Missouri →