Patrick O'brien
Patrick O'brien is a registered investment advisor at Ameriprise Financial Services, LLC, based in Putnam, CT, with 23 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
50 Canal St, Putnam, CT, 06260
Get directionsHistory
Regulatory History (2)
Criminal
January 2016Customer Dispute
March 2013Other Business Activities
Patrick owns commercial and single-family real estate, and an LLC for purchasing a commercial building. He is also involved with a youth travel baseball program, serves as a trustee and on the executive committee for O'Brien, and is a silent partner in another business, dedicating a few hours per week to some of these activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Ing Financial Advisers, LLCBroker
Tower Square Securities, INC.Broker
MML Investors Services, INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.