RS
CFP
RS
CFP

Robert Sparks

23 Years of Experience
Birmingham, AL
Broker

Robert Sparks is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Birmingham, AL, with 23 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

31 Inverness Center Pkwy Ste 550, Birmingham, AL, 35242

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Robert owns two single-family real estate properties and is a board member for Sparks. These activities are not investment-related and take a few hours per week.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2002 - Present · 24 yrs 1 mo
Ameriprise Financial Services, LLC
April 2002 - Present · 24 yrs 1 mo
Ameriprise Financial Services, LLCBroker
April 2002 - Present · 24 yrs 1 mo
Previous Registrations
Ids Life Insurance CompanyBroker
April 2002 - July 2006 · 4 yrs 3 mos
State Registrations13 states
ALAZCOFLGAMDMSNCNMNVOKTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.