Robert Denning
Robert Denning is a registered investment advisor at Ameriprise Financial Services, LLC, based in Birmingham, AL, with 46 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
2501 20th Pl S Ste 400, Birmingham, AL, 35223
Get directionsHistory
Regulatory History (9)
Customer Dispute
January 2013Customer Dispute
May 2011Customer Dispute
June 2010Customer Dispute
August 2009Customer Dispute
May 2002Regulatory
December 1997Customer Dispute
May 1996Customer Dispute
January 1996Customer Dispute
August 1994Other Business Activities
Robert is the Vice Chairman of the Board of Directors for Denning, dedicating minimal time to this role. This activity is not investment-related.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Keegan & Company, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.