Thomas Fross
Thomas Fross is a registered investment advisor at LPL Financial LLC, based in The Villages, FL, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
910 Old Camp Rd Ste 90, The Villages, FL, 32162
Get directionsHistory
Regulatory History (4)
Customer Dispute
January 2016Customer Dispute
June 2015Customer Dispute
May 2009Customer Dispute
October 2008Other Business Activities
Thomas is the owner of Fross Financial and TJF Holdings, LLC, both business entities for tax/investment purposes. He also manages TRF Landholdings, LLC, a real estate rental business, dedicating minimal time to it, and manages Fross Farms, LLC, spending no time on it. Thomas also operates Fross & Fross Wealth Management as a DBA for his LPL business, spending about a quarter of his time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Sii Investments, INC.
Sii Investments, INC.Broker
Securities America, INC.Broker
State Registrations45 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.