EB
EB

Elizabeth Bates

21 Years of Experience
St. Petersburg, FL
Broker

Elizabeth Bates is a registered investment advisor at Raymond James & Associates, INC., based in St. Petersburg, FL, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

880 Carillon Parkway, St. Petersburg, FL, 33716

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
January 2018 - Present · 8 yrs 4 mos
Raymond James & Associates, INC.
January 2017 - Present · 9 yrs 4 mos
Raymond James & Associates, INC.Broker
January 2017 - Present · 9 yrs 4 mos
Previous Registrations
Ftb Advisors, INC.Broker
March 2016 - April 2016 · 1 mo
Stifel, Nicolaus & Company, IncorporatedBroker
June 2015 - November 2015 · 5 mos
Sterne, Agee & Leach, INC.Broker
February 2008 - June 2015 · 7 yrs 4 mos
RBC Dain Rauscher INC.Broker
February 2004 - October 2007 · 3 yrs 8 mos
Northwestern Mutual Investment Services, LLCBroker
November 2002 - May 2003 · 6 mos
A. G. Edwards & Sons, INC.Broker
April 2002 - November 2002 · 7 mos
State Registrations1 state
TN
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Elizabeth Bates - Financial Advisor | TrueAdvisor