KG
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Karen Gonzales

14 Years of Experience
Tempe, AZ
Broker

Karen Gonzales is a registered investment advisor at Morgan Stanley, based in Tempe, AZ, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

58 South River Drive, Tempe, AZ, 85281

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Karen is a partner at Elevate Realty Investments, LLC, a real estate company, since April 2025. She spends a few hours per week on administrative tasks after business hours.

Employment History
Current Registrations
Morgan Stanley
June 2022 - Present · 3 yrs 11 mos
Morgan StanleyBroker
June 2022 - Present · 3 yrs 11 mos
Morgan Stanley
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2013 - June 2022 · 9 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2012 - June 2022 · 9 yrs 7 mos
Merrill Lynch Pierce Fenner & Smith INC.
July 2004 - September 2004 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2004 - September 2004 · 2 mos
UBS Painewebber INC.Broker
May 2002 - April 2003 · 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Karen Gonzales - Financial Advisor | TrueAdvisor