SR
SR

Susan Ruhland

20 Years of Experience
New York, NY
Broker

Susan Ruhland is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in New York, NY, with 20 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

Loading...

Location

300 Madison Ave Fl 25, New York, NY, 10017

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
September 2021 - Present · 4 yrs 8 mos
Northwestern Mutual Investment Services, LLCBroker
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
May 2012 - June 2021 · 9 yrs 1 mo
Northwestern Mutual Investment Services,llc
April 2012 - June 2021 · 9 yrs 2 mos
Robert W. Baird & CO. Incorporated
January 2004 - September 2010 · 6 yrs 8 mos
Robert W. Baird & CO. IncorporatedBroker
December 2003 - September 2010 · 6 yrs 9 mos
State Registrations8 states
CTDCFLMANJNYTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Susan Ruhland - Financial Advisor | TrueAdvisor