CP
CP

Chris Parker

23 Years of Experience
Woodside, CA
Broker

Chris Parker is a registered investment advisor, based in Woodside, CA, with 23 years of industry experience.

Location

2925 Woodside Road 2nd Floor, Woodside, CA, 94062

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hightower Advisors, LLC
October 2010 - Present · 15 yrs 7 mos
Hightower Securities, LLCBroker
October 2010 - Present · 15 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
June 2002 - November 2010 · 8 yrs 5 mos
UBS Financial Services INC.Broker
May 2002 - November 2010 · 8 yrs 6 mos
State Registrations11 states
AZCAFLNCNHNVOHORTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Chris Parker - Financial Advisor | TrueAdvisor