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Richard Ramsay

23 Years of Experience
Saint Paul, MN
2 DisclosuresBrokerSells Insurance

Richard Ramsay is a registered investment advisor, based in Saint Paul, MN, with 23 years of industry experience.

Location

1338 Bayard Avenue, Saint Paul, MN, 55116

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History

Regulatory History (2)
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Customer Dispute
December 2017
Denied
Customer Dispute
May 2014
Settled
Other Business ActivitiesSells Insurance

Richard is a partner in 1614, LLC, involved with commercial and residential rental property, and owner/landlord of 1338 Bayard, LLC and another rental property in McGregor, MN. He also owns Ramsay Capital Group, a financial services DBA involved in securities, advisory services, and fixed insurance sales, dedicating nearly full-time hours to managing accounts, prospecting, and related activities, and a few hours per week as a fixed insurance representative for Ramsay Capital Group LLC.

Employment History
Current Registrations
J. W. Cole Advisors, INC.
December 2017 - Present · 8 yrs 5 mos
J.W. Cole Financial, INC.Broker
December 2017 - Present · 8 yrs 5 mos
Previous Registrations
Sii Investments, INC.
March 2006 - December 2017 · 11 yrs 9 mos
Sii Investments, INC.Broker
March 2006 - December 2017 · 11 yrs 9 mos
Pruco Securities, LLC.Broker
July 2003 - March 2006 · 2 yrs 8 mos
Sii Investments, INC.Broker
March 2002 - November 2002 · 8 mos
State Registrations8 states
AZCODCFLKYMNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Ramsay - Financial Advisor | TrueAdvisor