Guillermo Garcia is a registered investment advisor at Morgan Stanley, based in Washington, DC, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1747 Pennsylvania Ave, Nw Ste 900, Washington, DC, 20006
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
October 2021 - Present · 4 yrs 7 mos
Morgan Stanley
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
October 2008 - November 2021 · 13 yrs 1 mo
UBS Financial Services INC.Broker
September 2008 - November 2021 · 13 yrs 2 mos
Citigroup Global Markets INC.
June 2002 - October 2008 · 6 yrs 4 mos
Citigroup Global Markets INC.Broker
April 2002 - October 2008 · 6 yrs 6 mos
State Registrations41 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.