George Moore
George Moore is a registered investment advisor at LPL Financial LLC, based in Memphis, TN, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6363 Poplar Ave Ste 221, Memphis, TN, 38119
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
George is involved with Fidelity & Guaranty, United Life Insurance Company, Oceanview Life and Annuity, and Americo selling non-variable insurance. He also owns Big Boss Man BBQ, operates Cadence Investment Services as a DBA for his LPL business, and is a board member of the Kiwanis Club of Germantown.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Infinex Investments, INC.Broker
Infinex Investments, INC.
Bancorpsouth Investment Services, INC.Broker
Bancorpsouth Investment Services, INC.
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Union Planters Investment Advisors, INC.
Pfic Securities CorporationBroker
Citigroup Global Markets INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.