SA
SA

Sanjay Arora

23 Years of Experience
Skokie, IL
BrokerSells Insurance

Sanjay Arora is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Skokie, IL, with 23 years of industry experience. Sanjay operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

Loading...

Location

5215 Old Orchard Road, Suite 1200, Skokie, IL, 60077

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Sanjay may earn commissions from insurance companies for selling non-variable life, health, annuity, and/or disability income insurance products.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
June 2005 - Present · 21 yrs 1 mo
Northwestern Mutual Investment Services, LLC
April 2002 - Present · 24 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
April 2002 - Present · 24 yrs 3 mos
State Registrations26 states
ARAZCACOCTDCFLGAILINMAMDMIMNMONCNJNYOHPASCTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sanjay Arora - Financial Advisor | TrueAdvisor