Darin Walter is a registered investment advisor at Carl M. Hennig, INC., based in Oshkosh, WI, with 16 years of industry experience. Darin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 30 clients with $28M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Fees range from 0.50% to 3.00% per year, based on a percentage of assets and paid quarterly in advance. Schedules are negotiable.
Fee Estimator
Location
206 North Main Street, Oshkosh, WI, 54901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Carl M. Hennig, INC.
Carl M. Hennig, INC.Broker
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
First Clearing, LLCBroker
RBC Dain Rauscher INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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