Darin Walter is a registered investment advisor at Carl M. Hennig, INC., based in Oshkosh, WI, with 16 years of industry experience. Darin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 24 clients with $25M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Carl M. Hennig, Inc. offers two service packages:
Service package 1: Refers clients to third-party advisors who manage investments through RBC Capital Markets programs. The fees for these programs range from 0.5% to 3% per year, based on the amount invested, and are paid quarterly in advance. There is a minimum annual fee of $125 per account. Carl M. Hennig receives a portion of the fee the client pays to the third-party advisor.
Service package 2: Provides direct advice on stocks, bonds, mutual funds, and ETFs. The fees range from 0.5% to 3% per year, based on the amount invested, and are paid quarterly in advance. There is a minimum annual fee of $300 per account. Carl M. Hennig receives a portion of the program fee.
Location
206 North Main Street, Oshkosh, WI, 54901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Carl M. Hennig, INC.
Carl M. Hennig, INC.Broker
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
First Clearing, LLCBroker
RBC Dain Rauscher INC.Broker
State Registrations9 states
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