Tracy Piontkowski
Tracy Piontkowski is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Oshkosh, WI, with 36 years of industry experience. Tracy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2380 Hwy 44, Ste B, Oshkosh, WI, 54904
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Tracy works as an independent insurance agent, selling fixed insurance products since 2002. This activity takes nearly a full-time commitment.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Ing Financial Partners, INC
Voya Financial Advisors, INC.Broker
Locust Street Securities, INC.Broker
Bma Financial Services, INC.Broker
Harbour Investments, INC.Broker
Secura Investments, INC.Broker
Washington Square Securities, INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.