James Kennedy is a registered investment advisor at Morgan Stanley, based in Ridgewood, NJ, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
Ridgewood, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James serves as Power of Attorney in Pennsylvania since 2021 and as a Guardian in New Jersey since 2023. These activities involve estate administration, check signing/funds disbursement, and accounting/bookkeeping, taking minimal time overall.
Employment History
Current Registrations
Morgan Stanley
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations33 states
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