David Neff
David Neff is a registered investment advisor at Portus Capital Management, LLC, based in Brentwood, TN, with 23 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 239 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portus Capital Management charges a percentage of the value of your investments each year. The fee ranges from 0% to 2%. Most clients are billed at 1%, but some older accounts are billed at less than 1% (0.50%, 0.70%, 0.75%, 0.90%). Accounts that trade options are billed at 2%. Some family members pay 0%. Fees are negotiable.
Location
215 Ward Circle, Suite 107, Brentwood, TN, 37027
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David owns multiple rental properties and is a part owner of an insurance agency, dedicating a few hours per week to the agency. He also receives referral fees for sending clients to a CPA firm, requiring minimal time commitment.
Employment History
Current Registrations
Portus Capital Management, LLC
Previous Registrations
Pks Advisory Services, LLC
Purshe Kaplan Sterling InvestmentsBroker
Allstate Financial Services, LLCBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.