Richard Depalma
Richard Depalma is a registered investment advisor at Centaurus Financial, INC., based in Erie, PA, with 24 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 45,336 clients with $9.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum advisory fee is 2.25% for most programs (1.50% for annuity and variable life management, 1.35% for adviser-directed accounts). Fees are negotiable at the discretion of the representative.
Fee Estimator
Location
Erie, PA
Get directionsHistory
Regulatory History (4)
Customer Dispute
July 2025Customer Dispute
December 2024Customer Dispute
February 2024Customer Dispute
April 2023Other Business ActivitiesSells Insurance
Richard is the CEO of Depalma Investment Group Corporation, where he focuses on tax planning and preparation. He also sells fixed annuities and life insurance, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
Previous Registrations
Transamerica Financial Advisors, INC.Broker
American General Securities IncorporatedBroker
American General Securities IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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