Patrick Amaya is a registered investment advisor, based in Irvine, CA, with 20 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2050 Main Street, Ste. 1250, Irvine, CA, 92614
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Patrick provides compliance and legal support to GBS Insurance and Financial Services, an insurance marketing organization, dedicating about a quarter of his time. He also serves as a board member for Buck HR Securities, LLC, spending minimal time and having no decision-making authority.
Employment History
Current Registrations
Assuredpartners Financial Services
Assuredpartners Financial ServicesBroker
Gbs Retirement Services, INC.
Gbs Retirement Services, INC.Broker
Previous Registrations
The Leaders Group, INC.Broker
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Pacific Select Distributors, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Girard Securities, INC.Broker
Girard Securities, INC.
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Wm Financial Services, INC.
Wm Financial Services, INC.Broker
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Morgan Stanley Dw INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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