William Utes
William Utes is a registered investment advisor at Utes Wealth Strategies, based in Antioch, IL, with 56 years of industry experience. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.50% |
The fee schedule shown is for discretionary accounts. Non-discretionary accounts have slightly higher fees: 1.60% on the first $100,000, 1.35% from $100,001 to $500,000, 1.10% from $500,001 to $1,000,000, and 0.60% on the balance. Fees may be negotiable.
Fee Estimator
Location
1824 White Lake Drive, Antioch, IL, 60002
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2002Regulatory
July 1983Other Business ActivitiesSells Insurance
William occasionally asks clients if they have insurance and would like a review, referring them to approved vendors. This activity is investment-related and takes minimal time.
Employment History
Current Registrations
Utes Wealth Strategies
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Brookstreet Capital Management
Brookstreet Securities CorporationBroker
Securities America Advisors INC
Securities America, INC.Broker
Gilford Securities IncorporatedBroker
Paine, Webber, Jackson & Curtis INC.Broker
Blyth Eastman Dillon & CO. IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.