Marcus Warren
Marcus Warren is a registered investment advisor at Warren Wealth Management & Tax Planning INC., based in Louisville, KY, with 20 years of industry experience. Marcus operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Education Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 80 clients with $31M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Warren Wealth Management offers investment management through several platforms:
- Orion Portfolio Solutions (OPS): The annual advisory fee is 1.5% of the assets managed. OPS also charges administration fees (0.08% - 0.45%), account maintenance fees ($25-$50/year), and strategist fees (0.0% to 0.20%).
- Altruist LLC: The annual advisory fee is 1.10% of the assets managed.
- Betterment Platform: The annual advisory fee is 1.50% of the assets managed, plus a 0.25% platform fee charged by Betterment, for a total of 1.75%.
Location
9300 Shelbyville Road, Suite 1204, Louisville, KY, 40222
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Marcus is an owner/insurance agent at Syndicate Ins Solutions Incorporated, selling insurance products, dedicating a few hours per week. He also serves on the board of directors for WHAS Crusade for Children and Financial Empowerment Academy, and prepares tax returns, dedicating minimal time to each.
Employment History
Current Registrations
Warren Wealth Management & Tax Planning INC.
Previous Registrations
Gradient Advisors, LLC
J. Hagan Capital, INC.
Madison Avenue Securities, INC.
Madison Avenue Advisors, INC.
Investors Capital Advisory
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.