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Nora Latos

21 Years of Experience
Ft Lauderdale, FL
Broker

Nora Latos is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Ft Lauderdale, FL, with 21 years of industry experience. Nora operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

500 E Broward Blvd, Ste 2000, Ft Lauderdale, FL, 33394

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nora is a yoga instructor and 100% owner of a non-financial services business. She also owns investment property and acts as a landlord, dedicating minimal time to each activity.

Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
November 2006 - Present · 19 yrs 6 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
January 2004 - June 2006 · 2 yrs 5 mos
State Registrations51 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nora Latos - Financial Advisor | TrueAdvisor