Johanna Mussche is a registered investment advisor, based in New York, NY, with 23 years of industry experience.
Location
Citi Private Bank, 388 Greenwich Street, 30th Floor, New York, NY, 10013
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Citigroup Global Markets INC.Broker
October 2018 - Present · 7 yrs 7 mos
Citigroup Global Markets INC.
October 2018 - Present · 7 yrs 7 mos
Citi Private Alternatives, LLC
October 2018 - Present · 7 yrs 7 mos
Citi Private Alternatives, LLCBroker
October 2018 - Present · 7 yrs 7 mos
Citigroup Global Markets INC.
October 2018 - Present · 7 yrs 7 mos
Previous Registrations
UBS Financial Services INC.Broker
January 2010 - September 2018 · 8 yrs 8 mos
UBS Financial Services INC.
January 2010 - September 2018 · 8 yrs 8 mos
UBS International INC.
August 2004 - January 2010 · 5 yrs 5 mos
UBS International INC.Broker
August 2004 - January 2010 · 5 yrs 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 2003 - August 2004 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2003 - August 2004 · 1 yr 6 mos
Fam Distributors, INC.Broker
June 2002 - February 2003 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.