LJ
LJ

Lafayette Johnson

24 Years of Experience
Midlothian, VA
5 DisclosuresBroker

Lafayette Johnson is a registered investment advisor at Thrivent Investment Management INC., based in Midlothian, VA, with 24 years of industry experience. Lafayette is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 125,754 clients with $21B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3240 advisors
Number of Clients
125,754 clients
Average Client Portfolio
$165K average
Assets Under Management
$20.8B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.00%
$100K - $250K1.85%
$250K - $500K1.70%
$500K - $1.0M1.55%
$1.0M - $3.0M1.45%
$3.0M - $5.0M1.25%
$5.0M - $10.0M1.00%
$10M+0.90%

Fees are maximum annual percentages and vary by program type, household assets, and negotiation. Separately managed account programs have higher maximum fees (up to 2.50% for smaller accounts).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

13356 Midlothian Turnpike, Midlothian, VA, 23113

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History

Regulatory History (5)
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Financial
November 2021
Final
Financial
November 2021
Final
Customer Dispute
August 2010
Settled
Customer Dispute
January 2009
Denied
Regulatory
February 2004
Final
Employment History
Current Registrations
Thrivent Investment Management INC.
October 2022 - Present · 4 yrs
Thrivent Investment Management INC.Broker
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
Equitable Advisors, LLCBroker
December 2021 - August 2022 · 8 mos
Nylife Securities LLCBroker
August 2019 - January 2022 · 2 yrs 5 mos
MML Investors Services, LLCBroker
July 2017 - July 2019 · 2 yrs
Nylife Securities LLCBroker
December 2003 - May 2017 · 13 yrs 5 mos
Metlife Securities INC.Broker
April 2002 - October 2003 · 1 yr 6 mos
Metropolitan Life Insurance CompanyBroker
April 2002 - October 2003 · 1 yr 6 mos
State Registrations34 states
ALARAZCACOCTDCDEFLGAIAILKYMAMDMEMIMNMSNCNHNJNMNYOHORPARISCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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