LJ
LJ

Lafayette Johnson

23 Years of Experience
Midlothian, VA
5 DisclosuresBroker

Lafayette Johnson is a registered investment advisor at Thrivent Investment Management INC., based in Midlothian, VA, with 23 years of industry experience. Lafayette operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Retirement Planning. Their firm serves 77,792 clients with $17B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3110 advisors
Number of Clients
77,792 clients
Average Client Portfolio
$225K average
Assets Under Management
$17.5B

Fee Structure

Minimum Investment:$25K

Thrivent Investment Management offers several managed account programs, each with different investment options and strategies. The fees for these programs are based on a percentage of the assets in your account and are negotiable. The specific fee will depend on the program you choose, the assets in your account, and the complexity of your financial situation. Some programs may also have additional fees for tax overlay services or private wealth consulting. The fees are deducted from your account quarterly.

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Location

13356 Midlothian Turnpike, Midlothian, VA, 23113

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
November 2021
Final
Financial
November 2021
Final
Customer Dispute
August 2010
Settled
Customer Dispute
January 2009
Denied
Regulatory
February 2004
Final
Employment History
Current Registrations
Thrivent Investment Management INC.
October 2022 - Present · 3 yrs 9 mos
Thrivent Investment Management INC.Broker
August 2022 - Present · 3 yrs 11 mos
Previous Registrations
Equitable Advisors, LLCBroker
December 2021 - August 2022 · 8 mos
Nylife Securities LLCBroker
August 2019 - January 2022 · 2 yrs 5 mos
MML Investors Services, LLCBroker
July 2017 - July 2019 · 2 yrs
Nylife Securities LLCBroker
December 2003 - May 2017 · 13 yrs 5 mos
Metlife Securities INC.Broker
April 2002 - October 2003 · 1 yr 6 mos
Metropolitan Life Insurance CompanyBroker
April 2002 - October 2003 · 1 yr 6 mos
State Registrations34 states
ALARAZCACOCTDCDEFLGAIAILINKYMAMDMEMIMNMSNCNHNJNMOHORPARISCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.