TrueAdvisor
TrueAdvisor
BR
CFP
BR
CFP

Brian Rorick

Cwm, LLC
24 Years of Experience
Englewood, CO
View SEC Summary
View SEC Summary

Brian Rorick is a CFP-designated registered investment advisor at Cwm, LLC, based in Englewood, CO, with 24 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 52,669 clients with $51B in assets under management.

Cwm, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
663 advisors
Number of Clients
52,669 clients
Average Client Portfolio
$960K average
Assets Under Management
$50.6B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual investment advisory fee ranges up to a maximum of 2.50% of assets held in the account. Fees are negotiable based on account size, complexity, and other factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9635 Maroon Circle, Ste. 440, Englewood, CO, 80112

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is a partner at Aveo Capital Holdings, LLC since 2011. He is also a member of Axcent Private Capital LLC, dedicating a few hours per week to this investment-related activity.

Employment History
Current Registrations
Cwm, LLC
July 2025 - Present · 1 yr 3 mos
Previous Registrations
Dmk Advisor Group, INC.Broker
July 2011 - August 2025 · 14 yrs 1 mo
Aveo Capital Partners, LLC
July 2011 - October 2025 · 14 yrs 3 mos
UBS Financial Services INC.Broker
February 2007 - July 2011 · 4 yrs 5 mos
UBS Financial Services INC.
February 2007 - July 2011 · 4 yrs 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
July 2002 - February 2007 · 4 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2002 - February 2007 · 4 yrs 8 mos
State Registrations2 states
COTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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