TrueAdvisor
TrueAdvisor
DJ
DJ

Dee James

Tfb Advisors, LLC
24 Years of Experience
Granbury, TX
BrokerSells Insurance
View SEC Summary
View SEC Summary

Dee James is a registered investment advisor at Tfb Advisors, LLC, based in Granbury, TX, with 24 years of industry experience. Dee is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 1,355 clients with $840M in assets under management.

Tfb Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
1,355 clients
Average Client Portfolio
$620K average
Assets Under Management
$840.2M

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Annual fees range from 0.25% to 1.50% depending on portfolio size and composition. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Granbury, TX

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Dee is involved with Tax Favored Benefits, 3J Financial LLC, and TFB Advisors, LLC, all investment-related activities primarily focused on the sale and servicing of 401(k) plans. These activities take up more than full-time hours.

Employment History
Current Registrations
Tfb Advisors, LLC
August 2022 - Present · 4 yrs 2 mos
Ameritas Investment Company, LLCBroker
June 2006 - Present · 20 yrs 4 mos
Previous Registrations
Ameritas Advisory Services, LLC
November 2021 - June 2023 · 1 yr 7 mos
Ameritas Advisory Services
June 2006 - November 2021 · 15 yrs 5 mos
Carillon Investments, INC
November 2005 - June 2006 · 7 mos
Carillon Investments, INC.Broker
July 2005 - June 2006 · 11 mos
A. G. Edwards & Sons, INC.
July 2002 - May 2005 · 2 yrs 10 mos
A. G. Edwards & Sons, INC.Broker
June 2002 - May 2005 · 2 yrs 11 mos
State Registrations8 states
KSMONENMNYOKPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Granbury, TX →All financial advisors in Texas →