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Sean Molloy

23 Years of Experience
Fort Myers, FL
1 DisclosureBroker

Sean Molloy is a registered investment advisor at Wells Fargo Advisors, based in Fort Myers, FL, with 23 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

12650 New Brittany Blvd, Ste B, Fort Myers, FL, 33907

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2018
Denied
Other Business Activities

Sean co-owns Due Compagno DBA Molloy Financial Group, LLC, spending full-time hours on this investment-related financial practice. He also co-owns D.C. Real Estate Development and Studio Elite Acro & Dance Academy, and is a board member of Riverwatch Home Owners Association, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLC
December 2021 - Present · 4 yrs 5 mos
Wells Fargo Advisors Financial Network, LLCBroker
December 2021 - Present · 4 yrs 5 mos
Wells Fargo Advisors
December 2021 - Present · 4 yrs 5 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
July 2019 - December 2021 · 2 yrs 5 mos
Raymond James Financial Services Advisors, INC
July 2019 - December 2021 · 2 yrs 5 mos
Ameriprise Financial Services, INC.
July 2002 - July 2019 · 17 yrs
Ameriprise Financial Services, INC.Broker
June 2002 - July 2019 · 17 yrs 1 mo
Ids Life Insurance CompanyBroker
June 2002 - July 2006 · 4 yrs 1 mo
State Registrations39 states
ALARAZCACOCTFLGAIAILINKSKYMAMDMEMIMTNCNHNJNMNVNYOHOKORPASCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sean Molloy - Financial Advisor | TrueAdvisor