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Glen Rauch

49 Years of Experience
Fort Myers, FL
1 DisclosureBroker

Glen Rauch is a registered investment advisor at Wells Fargo Advisors, based in Fort Myers, FL, with 49 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2205 Mcgregor Blvd, Fort Myers, FL, 33901

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2003
Dismissed
Other Business Activities

Glen owns 100% of Rauch Financial Services, LLC, dedicating about 10-20% of his time to the firm. He also serves as an executor for the Estate of Ralph J Maher, spending minimal time on this activity.

Employment History
Current Registrations
Wells Fargo Advisors
April 2019 - Present · 7 yrs 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
March 2009 - April 2019 · 10 yrs 1 mo
UBS Financial Services INC.Broker
December 2008 - April 2019 · 10 yrs 4 mos
Glen Rauch Securities, INC.Broker
September 1986 - February 2009 · 22 yrs 5 mos
Ernst & CompanyBroker
April 1986 - July 1986 · 3 mos
Tucker, Anthony & R. L. Day, INC.Broker
December 1985 - April 1986 · 4 mos
Gabriele, Hueglin & Cashman INC.Broker
November 1979 - December 1985 · 6 yrs 1 mo
Stoever, Glass & Company INC.Broker
February 1976 - October 1979 · 3 yrs 8 mos
State Registrations14 states
AZCACOCTFLGAILINLAMDNJNYOHRI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Glen Rauch - Financial Advisor | TrueAdvisor