Cathie Clontz is a registered investment advisor, based in Charlotte, NC, with 23 years of industry experience.
Location
5130 Parkway Plaza, Charlotte, NC, 28217
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 5 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 5 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 5 mos
Previous Registrations
Bb&t Securities, LLC
March 2020 - February 2021 · 11 mos
Bb&t Securities, LLCBroker
March 2020 - February 2021 · 11 mos
PNC Investments
January 2017 - March 2020 · 3 yrs 2 mos
PNC InvestmentsBroker
October 2016 - March 2020 · 3 yrs 5 mos
Wells Fargo Advisors, LLCBroker
May 2016 - September 2016 · 4 mos
Morgan StanleyBroker
September 2014 - April 2016 · 1 yr 7 mos
Edward Jones
February 2007 - May 2009 · 2 yrs 3 mos
Edward JonesBroker
June 2002 - September 2014 · 12 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.