Peter Rothe is a registered investment advisor, based in San Antonio, TX, with 23 years of industry experience.
Location
111 West Houston Street, San Antonio, TX, 78205
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Regulatory History (1)
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Customer Dispute
April 2009Denied
Employment History
Current Registrations
Frost Investment Services
May 2022 - Present · 4 yrs
Frost Brokerage Services, INC.Broker
May 2022 - Present · 4 yrs
Previous Registrations
Hornor, Townsend & Kent, LLCBroker
March 2022 - May 2022 · 2 mos
Pruco Securities, LLC.Broker
April 2021 - January 2022 · 9 mos
Prudential Financial Planning Services
April 2021 - January 2022 · 9 mos
Equitable Advisors, LLC
December 2020 - March 2021 · 3 mos
Equitable Advisors, LLCBroker
December 2020 - March 2021 · 3 mos
Prudential Financial Planning Services
July 2018 - October 2020 · 2 yrs 3 mos
Pruco Securities, LLC.Broker
April 2018 - October 2020 · 2 yrs 6 mos
MML Investors Services, LLCBroker
March 2017 - April 2018 · 1 yr 1 mo
Msi Financial Services, INC.Broker
June 2014 - March 2017 · 2 yrs 9 mos
Nylife Securities LLCBroker
June 2002 - June 2014 · 12 yrs
State Registrations1 state
TX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.