David Anderson is a registered investment advisor at LPL Financial LLC, based in Greenwood Village, CO, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8400 E Prentice Ave. Ste #1125, Greenwood Village, CO, 80111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David is a financial advisor with Prosperion Financial Advisors, spending full-time hours per month on this activity. He is also a co-owner of Anderson Financial, Inc., which is a business entity for tax/investment purposes only, requiring minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Heartland Financial Consultants
Securities America, INC.Broker
Walnut Street Securities, INC.
Walnut Street Securities, INC.Broker
Blythe Lane Investment Management CORP.
Sammons Securities Company, LLCBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.