Marshall Thomas
Marshall Thomas is a registered investment advisor at Cetera Investment Advisers LLC, based in Seattle, WA, with 23 years of industry experience. Marshall operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2101 4th Ave Ste 1820, Seattle, WA, 98121
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Marshall sells fixed insurance products, including life, health, disability, fixed annuities, and long-term care, dedicating a few hours per week. He is also a part owner of Ronin Wealth Management, spending nearly full-time on financial services, and owns Thomas Financial Corp, an expense management company, dedicating minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Financial Advocates Investment Management
LPL Financial LLCBroker
LPL Financial LLC
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations9 states
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