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Ryan Nottestad

23 Years of Experience
Chicago, IL
1 DisclosureBroker

Ryan Nottestad is a registered investment advisor at RBC Capital Markets, LLC, based in Chicago, IL, with 23 years of industry experience. Ryan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

111 S Wacker Drive, Suite 3200, Chicago, IL, 60606

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History

Regulatory History (1)
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Customer Dispute
May 2009
Denied
Other Business Activities

Ryan is the passive owner of Bio-Aquatic Services LLC, a pond spraying business, since 2006. He dedicates a few hours per week to this non-investment related activity.

Employment History
Current Registrations
RBC Capital Markets, LLC
August 2018 - Present · 7 yrs 9 mos
RBC Capital Markets, LLC
August 2018 - Present · 7 yrs 9 mos
RBC Capital Markets, LLCBroker
August 2018 - Present · 7 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
February 2009 - August 2018 · 9 yrs 6 mos
UBS Financial Services INC.Broker
February 2009 - August 2018 · 9 yrs 6 mos
Banc of America Investment Services, INC.
June 2004 - February 2009 · 4 yrs 8 mos
Banc of America Investment Services, INC.Broker
June 2004 - February 2009 · 4 yrs 8 mos
Morgan Stanley
February 2003 - June 2004 · 1 yr 4 mos
Morgan Stanley Dw INC.Broker
July 2002 - June 2004 · 1 yr 11 mos
Morgan Stanley
May 2002 - May 2002 · 0 mos
State Registrations17 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.