Kristen Koch
Kristen Koch is a CFP-designated registered investment advisor at Cerity Partners Retirement Plan Consultants, based in Santa Barbara, CA, with 22 years of industry experience. Kristen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Athletes & Entertainers, Business Owners, LGBTQ+, Retirement Planning, and 1 more. Their firm serves 622 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RPC charges a fee based on the size of the retirement plan's assets, up to 1.00% annually, or a fixed fee based on the scope of the engagement. The minimum annual fee is $15,000. Fees are negotiable and may be reduced or waived at RPC's discretion. These fees do not include charges from record keepers, administrators, custodians, or brokers.
Location
1435 Anacapa Street, Santa Barbara, CA, 93101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kristen is a member and general partner of West Coast Financial, LLC, which maintains general partnerships in five private real estate funds. Cerity Partners has assumed the role of investment manager for each fund, and Kristen dedicates minimal time to this activity.
Employment History
Current Registrations
Cerity Partners LLC
Cerity Partners Retirement Plan Consultants
Previous Registrations
West Coast Financial, LLC
Pivot Independent Financial, LLC
Cambridge Investment Research Advisors, INC.
Centaurus Financial, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.