KD
KD

Kristin Dycus

21 Years of Experience
New York, NY
Broker

Kristin Dycus is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in New York, NY, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

One Bryant Park, New York, NY, 10036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kristin is a production designer for Decatur Theatre Company, a member of Order of the Eastern Star, and involved with Washington Job's Daughters International. These activities are not investment-related and take up a few hours per week.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2022 - Present · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
Lincoln InvestmentBroker
October 2021 - September 2022 · 11 mos
Lincoln Investment
October 2021 - September 2022 · 11 mos
UBS Financial Services INC.
December 2006 - November 2019 · 12 yrs 11 mos
UBS Financial Services INC.Broker
December 2006 - November 2019 · 12 yrs 11 mos
Raymond James Financial Services
April 2006 - October 2006 · 6 mos
Raymond James Financial Services, INC.Broker
April 2006 - October 2006 · 6 mos
Appropriate Balance Financial Services INC
June 2005 - December 2007 · 2 yrs 6 mos
Pacific West Securities, INC.Broker
May 2005 - February 2006 · 9 mos
National Planning CorporationBroker
October 2002 - March 2005 · 2 yrs 5 mos
State Registrations42 states
AKARAZCACOCTDEFLGAHIIAIDILINKYMAMDMEMIMNMOMTNCNDNENJNMNVNYOKORPARISCSDTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kristin Dycus - Financial Advisor | TrueAdvisor