Timothy Black is a registered investment advisor, based in Chicago, IL, with 20 years of industry experience.
Location
351 W. Hubbard Street Suite 501, Chicago, IL, 60654
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Regulatory History (1)
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Customer Dispute
May 2009Denied
Other Business Activities
Timothy serves on the investment committee for the Waukesha Community Foundation. This is a non-paid position requiring minimal time.
Employment History
Current Registrations
Sei Investments Distribution CO.
January 2024 - Present · 2 yrs 4 mos
Sei Investments Distribution CO.Broker
January 2024 - Present · 2 yrs 4 mos
Sei Investments Management CORP
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Fiducient Advisors LLC
December 2022 - January 2024 · 1 yr 1 mo
PNC Capital Markets LLCBroker
March 2020 - March 2022 · 2 yrs
PNC Funds Distributor, LLCBroker
June 2013 - December 2019 · 6 yrs 6 mos
PNC Capital Advisors LLC
May 2013 - March 2022 · 8 yrs 10 mos
PNC Funds Distributor, LLCBroker
April 2012 - September 2012 · 5 mos
PNC Capital Advisors LLC
April 2012 - September 2012 · 5 mos
PNC InvestmentsBroker
November 2009 - May 2010 · 6 mos
PNC Investments
November 2009 - May 2010 · 6 mos
Natcity Investments, INC.
July 2008 - November 2009 · 1 yr 4 mos
Natcity Investments, INC.Broker
July 2008 - November 2009 · 1 yr 4 mos
AXA Advisors, LLC
March 2004 - March 2004 · 0 mos
AXA Advisors, LLCBroker
July 2002 - July 2008 · 6 yrs
State Registrations3 states
ILPAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.