Steven Toomey is a registered investment advisor at Steven Toomey Enterprises, based in Richmond, CA, with 3 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.60% |
| $500K - $1.0M | 0.55% |
| $1.0M - $5.0M | 0.50% |
| $5M+ | 0.40% |
Fee Estimator
Location
Richmond, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Steven is the CFO of Snout, Inc., a company providing wellness payment plans for veterinarian clinic customers. This is a full-time role involving accounting, payroll, forecasting, and other financial management duties.
Employment History
Current Registrations
Steven Toomey Enterprises
Previous Registrations
Wells Fargo Investments, LLC
Banc of America Investment Services, INC.
Morgan Stanley
State Registrations1 state
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