SB
SB
Scott Bloom
23 Years of Experience
Belvidere, IL
5 DisclosuresBroker
Scott Bloom is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Belvidere, IL, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
1725 S State St, Belvidere, IL, 61008
Get directionsHistory
Regulatory History (5)
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Financial
March 2019Final
Financial
April 2018Final
Financial
November 2017Final
Financial
December 2016Final
Financial
September 2016Final
Other Business Activities
Scott works as a financial advisor for FNBO, operating under the DBA First Investments and Planning. This work takes about half of Scott's time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2022 - Present · 3 yrs 10 mos
Raymond James Financial Services, INC.Broker
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
PNC Investments
December 2020 - July 2022 · 1 yr 7 mos
PNC InvestmentsBroker
December 2020 - July 2022 · 1 yr 7 mos
PNC Investments
December 2020 - December 2020 · 0 mos
LPL Financial LLCBroker
September 2014 - December 2020 · 6 yrs 3 mos
LPL Financial LLC
September 2014 - December 2020 · 6 yrs 3 mos
U.S. Bancorp Investments, INC.
October 2010 - September 2014 · 3 yrs 11 mos
U.S. Bancorp Investments, INC.Broker
October 2010 - September 2014 · 3 yrs 11 mos
Primevest Financial Services, INC.
July 2006 - September 2010 · 4 yrs 2 mos
Primevest Financial Services, INC.Broker
May 2005 - September 2010 · 5 yrs 4 mos
Edward JonesBroker
July 2002 - May 2005 · 2 yrs 10 mos
State Registrations16 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.