William Harvey is a CFP-designated registered investment advisor at LPL Financial LLC, based in Walnut Creek, CA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
925 Ygnacio Valley Rd, Suite 103 C, Walnut Creek, CA, 94596
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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William operates Harmonic Wealth Management as a DBA for his LPL business. This activity is investment-related and takes more than full-time hours each month.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Lincoln Financial Advisors CorporationBroker
Lincoln Financial Advisors Corporation
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations7 states
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