Lee Roggenburg
Lee Roggenburg is a registered investment advisor at Cetera Investment Advisers LLC, based in Pompano Beach, FL, with 21 years of industry experience. Lee operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
777 South Federal Highway B210, Pompano Beach, FL, 33062
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Lee is a financial advisor at Retirement Planning Services of Boca Raton and President of Stratford Financial Advisors, LLC, spending nearly full-time on the latter. Lee also owns real estate, is involved in lacrosse commentary, writing, and event guarantees, and is part owner/senior writer for an online lacrosse channel.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Royal Alliance Associates, INC.Broker
Northwestern Mutual Investment Services, LLCBroker
State Registrations5 states
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