Thomas Stafford
Thomas Stafford is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in West Chester, OH, with 23 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
7570 Bales St Suite 200, West Chester, OH, 45069
Get directionsHistory
Regulatory History (1)
Judgment / Lien
August 2011Other Business ActivitiesSells Insurance
Thomas may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. Thomas also owns Aimee's, a non-financial services business, dedicating about 10-20% of his time to it.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.