Thomas Stafford
Thomas Stafford is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in West Chester, OH, with 24 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
7570 Bales St Suite 200, West Chester, OH, 45069
Get directionsHistory
Regulatory History (1)
Judgment / Lien
August 2011Other Business ActivitiesSells Insurance
Thomas may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. Thomas also owns Aimee's, a non-financial services business, dedicating about 10-20% of his time to it.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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